Tags: sec | slack | probe | stock | wsj

WSJ: SEC Probes NYSE Listings of Companies Including Slack

WSJ: SEC Probes NYSE Listings of Companies Including Slack
Dennizn/Dreamstime

Friday, 20 December 2019 04:06 PM EST

The U.S. Securities and Exchange Commission (SEC) is probing the listings of Slack Technologies Inc and other unicorns on the New York Stock Exchange, the Wall Street Journal reported on Friday, citing people familiar with the matter.

The regulators have asked one of the world's largest hedge funds, Citadel Securities, and at least one other firm for emails and other messages sent on the first day of trading, the Journal reported. 

The SEC had also asked for information from Citadel on how it opened Slack's first day of trading, the report said.

"NYSE places a premium on transparency, fair access and robust price discovery in helping companies access the public markets," NYSE spokesman Farrell Kramer said in a statement.

An SEC spokesperson declined to comment, while Slack (WORK) and Citadel did not immediately respond to Reuters' requests for comment.

© 2026 Thomson/Reuters. All rights reserved.


StreetTalk
Regulators focusing in part on first day of trading in wide-ranging review of IPOs
sec, slack, probe, stock, wsj
139
2019-06-20
Friday, 20 December 2019 04:06 PM
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