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Tags: ETrade | order | handling | examination

E*Trade's Order Handling Under Examination by Regulators

Tuesday, 06 August 2013 08:10 PM EDT

E*Trade Financial Corp. said the Financial Industry Regulatory Authority is examining how two of its units routed orders.

Finra told the online brokerage on July 11 that it’s looking into the routing practices of E*Trade Securities LLC and G1 Execution Services LLC, according to the company’s quarterly report filed today.

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E*Trade Financial Corp. said the Financial Industry Regulatory Authority is examining how two of its units routed orders.
ETrade,order,handling,examination
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2013-10-06
Tuesday, 06 August 2013 08:10 PM
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